Paul A. Furton
Professional summary
Paul Andrew Furton, AIF®, CFP® is a registered financial advisor currently at FOUNDERS FINANCIAL SECURITIES LLC located in Severna Park, Maryland.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Paul has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Andrew Furton's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul Andrew Furton's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1989
Experience
July 19, 2013 - Present
FOUNDERS FINANCIAL SECURITIES LLC
Office #1: 537 Ritchie Highway Suite 2c, Severna Park, MD 21146July 19, 2013 - Present
FOUNDERS FINANCIAL SECURITIES LLC
Office #1: 537 Ritchie Highway Suite 2c, Severna Park, MD 21146October 23, 2009 - July 22, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - July 22, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 9, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 9, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 26, 2000 - January 29, 2009
TRUIST INVESTMENT SERVICES, INC.
May 26, 2000 - January 29, 2009
TRUIST INVESTMENT SERVICES, INC.
January 1, 1997 - May 26, 2000
CRESTAR SECURITIES CORPORATION
March 26, 1993 - January 1, 1997
CITIZENS BROKERAGE SERVICES, INC.
June 28, 1985 - March 16, 1993
THE ADVISORS GROUP, INC.
Primary Firm SEC Registration
FOUNDERS FINANCIAL SECURITIES LLC
CRD#: 137945 / SEC#: 801-66892, 8-67137
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2023)
(2/6/2014)
(2/18/2015)
(11/19/2014)
(11/12/2015)
(7/19/2013)
(1/11/2021)
(11/23/2022)
(1/6/2020)
(7/19/2013)
(7/19/2013)
(1/6/2020)
(5/5/2025)
(9/10/2013)
(1/3/2019)
(7/19/2013)
(7/19/2013)
(1/2/2024)
(7/19/2013)
(2/20/2019)
Exams
FINRA
Current Firm
FOUNDERS FINANCIAL SECURITIES LLC
CRD#: 137945 / SEC#: 801-66892, 8-67137
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17,774 |
| AUM (Assets Under Management) | $ 3,317,831,000 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | ||
| 07/29/2024 | ||
| 09/20/2023 | ||
| 11/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.