Alfred F. Marrapodi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Francis Marrapodi, who also goes by Alfred Frances Marrapodi, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1985. Alfred had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2010 - December 10, 2020
COGENT ALTERNATIVE STRATEGIES, INC.
August 5, 1997 - September 1, 1998
UBS SECURITIES LLC
July 25, 1987 - October 29, 1987
PAINEWEBBER REAL ESTATE SECURITIES INC.
June 18, 1985 - April 8, 1996
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
COGENT ALTERNATIVE STRATEGIES, INC.
CRD#: 103756 / SEC#: , 8-52266
Contact information
Documents
Direct owners and executive officers
Red Flags
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