NC
Nancy H. Challenger
CHALLENGER WEALTH MANAGEMENT
Aliso Viejo, CA 92656
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CRD#: 1377977
NC
Professional summary
Nancy Haines Challenger is a registered financial advisor currently at CHALLENGER WEALTH MANAGEMENT located in Aliso Viejo, California.
Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Nancy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NANCY CHALLENGER, INVESTMENT RELATED, 6 B LIBERTY #140, ALISO VIEJO, CA 92656, INDIVIDUAL AGENT, STARTED 8/1/95, 1 HOUR PER MONTH, 1 HOUR PER MONTH DURING STH, SALES LONG TERM CARE AND TERM INSURANCE BY REQUEST. 2. CHALLENGER WEALTH MANAGEMENT, INC, INVESTMENT RELATED, 6 B LIBERTY #140, ALISO VIEJO, CA 92656, PRESIDENT, STARTED 9/26/2002, 95 HOURS PER MONTH,INVESTMENT ADVICE, CLIENT SERVICE, STRATEGY DESIGN, IMPLEMENTATION, SERVICE.
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Haines Challenger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2002 - Present
CHALLENGER WEALTH MANAGEMENT
Office #1: 6b Liberty #140, Aliso Viejo, CA 92656RIA
CRD#: 121498
Aliso Viejo, CA
Past
September 20, 1991 - December 31, 2018
OSAIC WEALTH, INC.
BD
CRD#: 23131
ALISO VIEJO, CA
Past
January 14, 1988 - October 17, 1991
GREAT AMERICAN SECURITIES INC.
BD
CRD#: 7504
Past
July 23, 1985 - February 2, 1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BD
CRD#: 76
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CHALLENGER WEALTH MANAGEMENT
CHALLENGER WEALTH MANAGEMENT | CHALLENGER WEALTH MANAGEMENT, INCORPORATED
CRD#: 121498 / SEC#: 801-130287
RIA
Registered Investment Advisory firm - (5/17/2024 Approved)Arizona
Registered Investment Advisory firm - (5/17/2024 Terminated)California
Registered Investment Advisory firm - (6/16/2024 Terminated)Colorado
Registered Investment Advisory firm - (5/31/2024 Terminated)Florida
Registered Investment Advisory firm - (5/17/2024 Terminated)Idaho
Registered Investment Advisory firm - (5/17/2024 Terminated)Illinois
Registered Investment Advisory firm - (5/17/2024 Terminated)Michigan
Registered Investment Advisory firm - (5/31/2024 Terminated)Missouri
Registered Investment Advisory firm - (5/17/2024 Terminated)New York
Registered Investment Advisory firm - (5/17/2024 Terminated)North Carolina
Registered Investment Advisory firm - (5/20/2024 Terminated)Oregon
Registered Investment Advisory firm - (5/28/2024 Terminated)Texas
Registered Investment Advisory firm - (5/17/2024 Terminated)Washington
Registered Investment Advisory firm - (6/20/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/9/2002)
IAR
Texas(12/3/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CW
CHALLENGER WEALTH MANAGEMENT
CHALLENGER WEALTH MANAGEMENT | CHALLENGER WEALTH MANAGEMENT, INCORPORATED
CRD#: 121498 / SEC#: 801-130287
RIA
Registered Investment Advisory firm - (5/17/2024 Approved)Arizona
Registered Investment Advisory firm - (5/17/2024 Terminated)California
Registered Investment Advisory firm - (6/16/2024 Terminated)Colorado
Registered Investment Advisory firm - (5/31/2024 Terminated)Florida
Registered Investment Advisory firm - (5/17/2024 Terminated)Idaho
Registered Investment Advisory firm - (5/17/2024 Terminated)Illinois
Registered Investment Advisory firm - (5/17/2024 Terminated)Michigan
Registered Investment Advisory firm - (5/31/2024 Terminated)Missouri
Registered Investment Advisory firm - (5/17/2024 Terminated)New York
Registered Investment Advisory firm - (5/17/2024 Terminated)North Carolina
Registered Investment Advisory firm - (5/20/2024 Terminated)Oregon
Registered Investment Advisory firm - (5/28/2024 Terminated)Texas
Registered Investment Advisory firm - (5/17/2024 Terminated)Washington
Registered Investment Advisory firm - (6/20/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6b Liberty #140, Aliso Viejo, CA 92656
Mailing Address
Phone number
(949) 754-0464
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 505 |
| AUM (Assets Under Management) | $ 258,265,359 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
