Joseph R. Leonard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Roehm Leonard, who also goes by Joe Leonard, Joseph R Leonard, Joseph Richard Leonard, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1985. Joseph had worked at 5 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2003 - September 20, 2012
JRP CAPITAL CORP
May 18, 1994 - December 2, 1994
SECURITIES AMERICA, INC.
December 19, 1989 - May 26, 1994
LPL FINANCIAL LLC
February 15, 1988 - January 15, 1990
LEHMAN BROTHERS INC.
June 19, 1985 - February 15, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
JRP CAPITAL CORP
CRD#: 106285 / SEC#: 801-122786
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JRP CAPITAL CORP
CRD#: 106285 / SEC#: 801-122786
Contact information
Regulatory assets under management
| Total Number of Accounts | 160 |
| AUM (Assets Under Management) | $ 108,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
