Lauri Lynn Moss
Professional Summary
Lauri Lynn Moss, who also goes by Lauri Lynn Moss-greendorfer, was a registered financial advisor. Lauri was a previously registered financial professional and started their career in finance 1986 - 2006. Lauri had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lauri Lynn Moss-Greendorfer
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
ALLIANT FINANCIAL | SVB ALLIANT | ALLIANT PARTNERS
Contact Information
Established
California since 05/29/2002Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SVB FINANCIAL GROUP | OWNER | — |
| BECKER, GREGORY WAYNE | DIRECTOR | 4511265 |
| DENT, MARY JEAN | DIRECTOR | 5391964 |
| MAHON, WILLIAM BRIAN | CHIEF COMPLIANCE OFFICER, AML OFFICER | 2992662 |
| SHEA, CECILIA MARIE | CHIEF FINANCIAL OFFICER, FINOP | 2765763 |
| WAGNER, TOM ROBERT | CHIEF EXECUTIVE OFFICER | 2747274 |
| WILCOX, KENNETH PARMALEE | DIRECTOR | 4487249 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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