Elizabeth T. Sorrells
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Turner Sorrells, who also goes by Elizabeth Sorrells Styers, Elizabeth Sorrells Webb, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1985. Elizabeth had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2012 - April 27, 2021
ACG WEALTH INC.
July 27, 2011 - March 7, 2017
TRIAD ADVISORS LLC
March 17, 2003 - August 2, 2011
1ST GLOBAL ADVISORS INC
June 20, 2002 - August 2, 2011
1ST GLOBAL CAPITAL CORP.
March 16, 2001 - June 3, 2002
CITY NATIONAL ROCHDALE
August 19, 1999 - June 3, 2002
CNR SECURITIES, LLC
April 10, 1997 - April 5, 1999
VP DISTRIBUTORS LLC
March 1, 1995 - April 7, 1997
BOFA DISTRIBUTORS, INC.
June 27, 1994 - March 1, 1995
COLONIAL INVESTMENT SERVICES
March 10, 1989 - May 23, 1994
DELAWARE DISTRIBUTORS, L.P.
June 18, 1985 - December 31, 1988
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACG WEALTH INC.
CRD#: 150419 / SEC#: 801-70298
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,815 |
| AUM (Assets Under Management) | $ 1,222,836,655 |
Red Flags
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