Tommy A. Greig
Professional summary
Tommy Alfred Greig was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Tommy is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Tommy had worked at 8 firms, which includes SUNAMERICA SECURITIES INC., OSAIC WEALTH INC., LFG SECURITIES INC., PRUCO SECURITIES LLC., TITAN/VALUE EQUITIES GROUP INC., ARM SECURITIES CORPORATION, FIRST AMERICAN INVESTMENT SECURITIES INC., UR FINANCIAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 1995 - December 30, 1998
SUNAMERICA SECURITIES, INC.
August 1, 1995 - October 17, 1995
OSAIC WEALTH, INC.
July 14, 1994 - August 1, 1995
LFG SECURITIES, INC.
November 18, 1992 - July 12, 1994
PRUCO SECURITIES, LLC.
September 18, 1990 - November 3, 1992
LFG SECURITIES, INC.
September 11, 1989 - September 6, 1990
TITAN/VALUE EQUITIES GROUP, INC.
February 26, 1987 - September 19, 1989
ARM SECURITIES CORPORATION
November 25, 1985 - March 2, 1987
FIRST AMERICAN INVESTMENT SECURITIES, INC.
June 27, 1985 - September 16, 1985
UR FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNAMERICA SECURITIES, INC.
CRD#: 20068 / SEC#: , 8-38083
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AIG ADVISOR GROUP | 100% SHAREHOLDER OF SUNAMERICA SECURITIES, INC. | |
| BOURDAMIS, SALLY HANSON | VICE PRESIDENT, BROKERAGE SERVICES | 1812157 |
| CANNON, JAMES RICHARD | PRESIDENT, CEO, DIRECTOR | 1755987 |
| CAPRIOTTI, JACQUELYN MARIE | VICE PRESIDENT, VISION 2020 | 1575021 |
| CAVANAUGH, MARY LOUISE | DIRECTOR | 1977110 |
| DENBY, SUSANNE MARIE | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2617514 |
| DORFMAN, KENNETH PAUL | CROP | 2460380 |
| FIELDS, INGER WILSON | FINOP | 1690043 |
| FREEMAN, BRUCE TODD | ASSOCIATE VICE PRESIDENT, MUNICIPAL PRINCIPAL | 2451499 |
| GAUGHAN, BRIDGET MARY | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | 2691949 |
| GAUGHAN, BRIDGET MARY | DIRECTOR | 2691949 |
| KUBICA, LISA SUE | EXECUTIVE VICE PRESIDENT, COO, SROP, MP | 1098488 |
| MCREYNOLDS, MICHAEL RONALD | ASSISTANT VICE PRESIDENT, INSURANCE | 816602 |
| PARKER, RALPH JOEL | ASSISTANT VICE PRESIDENT, INSURANCE | 2587496 |
| RADFORD, CHRISTOPHER BLAKE | SENIOR VICE PRESIDENT, NATIONAL SALES | 1564302 |
| ROTHSTEIN, STEVEN ELLIOT | EXECUTIVE VICE PRESIDENT, CFO, TREASURER | 1292456 |
| ROTHSTEIN, STEVEN ELLIOT | DIRECTOR | 1292456 |
| SONCHIK, RITA LYNN | VICE PRESIDENT, ACCOUNTING | 1865389 |
| STAUFFER, RALPH OWEN JR | VICE PRESIDENT INFORMATION TECHNOLOGY | 3255670 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 16 |
| Bond | 3 |
Red Flags
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