Linda S. Langley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Sue Langley was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1985. Linda had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2017 - July 8, 2019
COHEN & COMPANY SECURITIES, LLC
January 13, 2014 - April 21, 2017
NORTHEAST SECURITIES, LLC
October 15, 2012 - June 6, 2013
CASTLEOAK SECURITIES, LP
January 4, 2012 - October 15, 2012
TEJAS SECURITIES GROUP, INC.
December 15, 2010 - August 25, 2011
PIERPONT CAPITAL ADVISORS LLC
December 7, 2009 - December 15, 2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 1, 2004 - October 12, 2009
JEFFERIES LLC
October 6, 2003 - November 1, 2004
BONDS DIRECT SECURITIES LLC
November 18, 2002 - October 21, 2003
ADVEST, INC.
July 3, 2002 - November 25, 2002
EQUITABLE ADVISORS, LLC
August 30, 2001 - November 25, 2002
EQUITABLE ADVISORS, LLC
January 11, 1995 - February 7, 2001
COWEN AND COMPANY
March 5, 1991 - January 5, 1994
GRUNTAL & CO., L.L.C.
February 27, 1990 - March 1, 1991
PERSHING LLC
April 6, 1987 - January 15, 1990
MABON, NUGENT & CO.
June 19, 1985 - March 17, 1987
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/28/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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