Charles S. Lewis
Professional summary
Charles Sherman Lewis, who also goes by Charles S Lewis, is a registered financial advisor currently at LEWIS CAPITAL MANAGEMENT located in Naples, Florida.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Charles has worked at 3 firms and has passed the Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Sherman Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2000 - Present
LEWIS CAPITAL MANAGEMENT
May 8, 1998 - July 15, 1999
LOCUST STREET SECURITIES, INC.
May 21, 1986 - April 3, 1998
ROBERT W. BAIRD & CO. INCORPORATED
Primary Firm SEC Registration
LEWIS CAPITAL MANAGEMENT
CRD#: 112463 / SEC#: 801-57799
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/30/2000)
(3/12/2010)
Exams
Series 8
Date: 5/1/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LEWIS CAPITAL MANAGEMENT
CRD#: 112463 / SEC#: 801-57799
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 70 |
| AUM (Assets Under Management) | $ 126,547,133 |
Red Flags
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