Joseph L. Pellegrino

P-SQUARED CAPITAL MANAGEMENT

Greenwich, CT

Some features on this profile are disabled

CRD#: 1376842

Professional summary

Joseph Louis Pellegrino is a registered financial advisor currently at P-SQUARED CAPITAL MANAGEMENT located in Greenwich, Connecticut.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joseph has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Louis Pellegrino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2015 - Present

P-SQUARED CAPITAL MANAGEMENT

RIA

CRD#: 125794

Greenwich, CT

Past

April 22, 2003 - December 31, 2014

P-SQUARED CAPITAL MANAGEMENT

RIA

CRD#: 125794

GREENWICH, CT

Past

January 18, 1993 - April 14, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/13/2015)

IAR

New York
(2/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 1/5/1993

General Securities Representative Examination

Current Firm

P-SQUARED CAPITAL MANAGEMENT

P-SQUARE INVESTMENTS LLC | P-SQUARED CAPITAL MANAGEMENT

CRD#: 125794 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/13/2015 Approved)

New York

Registered Investment Advisory firm - (4/17/2015 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Greenwich, CT

Mailing Address

Phone number

(203) 625-2602

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 95,206,730

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph L. Pellegrino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Louis Pellegrino's CRS (Customer Relationship Summary).

Certified licenses

Experience

P-SQUARED CAPITAL MANAGEMENT

P-SQUARED CAPITAL MANAGEMENT

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 1/5/1993

Current Firm

P-SQUARED CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

P-SQUARED CAPITAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors