Paul V. Sipala

IAMS WEALTH MANAGEMENT

Aiken, SC

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CRD#: 1376708

Professional summary

Paul Vincent Sipala JR, who also goes by Paul VIncent Jr Sipala, is a registered financial advisor currently at IAMS WEALTH MANAGEMENT, LLC located in Aiken, South Carolina.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Paul has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Vincent Jr Sipala

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Paul V. Sipala, Jr, LLC. 212 Sweet Gum Court, Aiken, SC 29803. INVEST-RELATED; YES. 100% Owner since 05/2017. 16 HRS/MTH. TAX PREP FIXED AND INDEX ANNUITIES. (2) Paul V. Sipala, Jr, LLC. 212 Sweet Gum Court, Aiken, SC 29803. NON-INVEST RELATED. INSURANCE SALES; STARTED 05/2017 15-20 HRS/WK; OFFER LIFE INSURANCE, DISABILITY, ANNUITIES, AND MEDICARE SUPPLEMENTS TO CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Vincent Sipala JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2018 - Present

IAMS WEALTH MANAGEMENT, LLC

RIA

CRD#: 286085

Aiken, SC

Past

August 25, 2009 - February 26, 2018

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

AIKEN, SC

Past

August 10, 2009 - February 26, 2018

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

April 16, 2007 - August 6, 2009

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

FT. MYERS, FL

Past

January 5, 2007 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NAPLES, FL

Past

January 5, 2007 - August 6, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

FT. MYERS, FL

Past

June 30, 2004 - February 13, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

FT. MYERS, FL

Past

June 24, 2004 - February 13, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

FT. MYERS, FL

Past

October 4, 1999 - June 28, 2004

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 27, 1999 - December 22, 1999

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

August 27, 1998 - May 29, 1999

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

August 5, 1997 - September 1, 1998

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

December 14, 1994 - July 30, 1997

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 30, 1993 - February 6, 1995

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

November 7, 1991 - March 10, 1993

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

June 12, 1985 - March 10, 1993

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/3/2018)

IAR

New Jersey
(3/12/2018)

IAR

South Carolina
(2/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/10/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

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Contact information

Main Address

18881 West Dodge Road Suite 180e, Omaha, NE 68022

Mailing Address

Phone number

(888) 255-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAMS WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (10/6/2025)

Regulatory assets under management

Total Number of Accounts	2,104
AUM (Assets Under Management)	$ 343,012,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Paul V. Sipala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Vincent Sipala JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

OSAIC WEALTH, INC.

NATIONAL PLANNING CORPORATION

ADVANTAGE CAPITAL CORPORATION

NYLIFE SECURITIES LLC

OSAIC WEALTH, INC.

WS GRIFFITH SECURITIES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

IAMS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/2002

Series 63

Date: 10/27/1997

SIE

Date: 2/26/2018

Series 6

Date: 6/10/1985

Current Firm

IAMS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IAMS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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