Paul V. Sipala
Professional summary
Paul Vincent Sipala JR, who also goes by Paul VIncent Jr Sipala, is a registered financial advisor currently at IAMS WEALTH MANAGEMENT, LLC located in Aiken, South Carolina.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Paul has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Vincent Sipala JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2018 - Present
IAMS WEALTH MANAGEMENT, LLC
August 25, 2009 - February 26, 2018
FORESTERS EQUITY SERVICES, INC.
August 10, 2009 - February 26, 2018
FORESTERS EQUITY SERVICES, INC.
April 16, 2007 - August 6, 2009
MSI FINANCIAL SERVICES, INC.
January 5, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 5, 2007 - August 6, 2009
MSI FINANCIAL SERVICES, INC.
June 30, 2004 - February 13, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 24, 2004 - February 13, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 4, 1999 - June 28, 2004
OSAIC WEALTH, INC.
May 27, 1999 - December 22, 1999
NATIONAL PLANNING CORPORATION
August 27, 1998 - May 29, 1999
ADVANTAGE CAPITAL CORPORATION
August 5, 1997 - September 1, 1998
NYLIFE SECURITIES LLC
December 14, 1994 - July 30, 1997
OSAIC WEALTH, INC.
June 30, 1993 - February 6, 1995
WS GRIFFITH SECURITIES, INC.
November 7, 1991 - March 10, 1993
ROBERT W. BAIRD & CO. INCORPORATED
June 12, 1985 - March 10, 1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/3/2018)
(3/12/2018)
(2/28/2018)
Exams
Current Firm
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
Contact information
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,104 |
| AUM (Assets Under Management) | $ 343,012,390 |
Red Flags
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