Robert N. Loud

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CRD#: 1376572

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Nelson Loud, who also goes by Robert Loud, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 12 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Loud

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE SALES; SAME ADDRESS; NON-INVESTMENT RELATED; APPX 10% OF TIME DURING THE MONTH.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 20, 2022 - July 11, 2023

EXCEL WEALTH MANAGEMENT, LLC

RIA

CRD#: 299602

MANCHESTER, CT

Past

May 8, 2019 - December 31, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

NORWALK, CT

Past

April 4, 2019 - December 31, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

NORWALK, CT

Past

March 15, 2018 - November 12, 2018

EQUITY SERVICES, INC.

RIA

CRD#: 265

GLASTONBURY, CT

Past

March 13, 2018 - November 12, 2018

EQUITY SERVICES, INC.

CRD#: 265

GLASTONBURY, CT

Past

August 23, 2016 - March 9, 2018

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

SHELTON, CT

Past

June 9, 2016 - March 9, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

SHELTON, CT

Past

January 27, 2015 - June 23, 2015

NEW INVESTOR WORLD INCORPORATED

CRD#: 109356

PLANO, TX

Past

June 8, 2011 - February 8, 2013

GENTRY SECURITIES LLC

CRD#: 155142

NEW YORK, NY

Past

June 13, 2005 - November 18, 2010

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

ROWAYTON, CT

Past

March 10, 2004 - December 23, 2009

KLEOS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 108896

STAMFORD, CT

Past

May 9, 2000 - June 13, 2005

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

February 3, 1999 - March 24, 2000

SCHILD ASSET MANAGEMENT INC.

CRD#: 29927

PEMBROKE PINES, FL

Past

November 2, 1995 - April 24, 1998

MCFARLAND DEWEY SECURITIES CO., LLC

CRD#: 25768

NEW YORK, NY

Past

June 18, 1985 - June 12, 1990

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EXCEL WEALTH MANAGEMENT, LLC

CRD#: 299602 / SEC#: 801-114524

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/11/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/27/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/30/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2001

General Securities Principal Examination

Current Firm

EXCEL WEALTH MANAGEMENT, LLC

CRD#: 299602 / SEC#: 801-114524

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

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Contact information

Main Address

935 Main Street Unit E, Manchester, CT 06040

Mailing Address

Phone number

(888) 929-9920

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EXCEL WEALTH DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (4/21/2025)

Regulatory assets under management

Total Number of Accounts	462
AUM (Assets Under Management)	$ 273,041,547

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert N. Loud

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

NEW INVESTOR WORLD INCORPORATED

GENTRY SECURITIES LLC

FIRST ALLIED SECURITIES, INC.

KLEOS CAPITAL MANAGEMENT, INC.

ROUND HILL SECURITIES, INC.

SCHILD ASSET MANAGEMENT INC.

MCFARLAND DEWEY SECURITIES CO., LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

EXCEL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/11/2016

Series 63

Date: 6/27/2016

Series 66

Date: 6/30/2003

SIE

Date: 10/1/2018

Series 7

Date: 11/1/1995

Series 24

Date: 12/18/2001

Current Firm

EXCEL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EXCEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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