Daniel G. Freedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Gideon Freedman, who also goes by Danny Friedman, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1985. Daniel had worked at 5 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2017 - August 31, 2022
NETWORK 1 FINANCIAL SECURITIES INC.
April 7, 2011 - April 19, 2017
AEGIS CAPITAL CORP.
January 19, 1988 - April 7, 2011
BISHOP, ROSEN & CO., INC.
November 16, 1987 - December 15, 1987
LEVCO SECURITIES CORP.
February 2, 1987 - August 1, 1987
LEVCO SECURITIES CORP.
October 25, 1985 - January 1, 1987
BROWN, KNAPP & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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