Paul M. Hamzey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Michael Hamzey, who also goes by Paul Hamzey, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1985. Paul had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2017 - January 5, 2021
AXXCESS WEALTH MANAGEMENT, LLC
August 15, 2013 - March 9, 2015
CALTON & ASSOCIATES, INC.
November 1, 2011 - May 10, 2013
EQUITABLE ADVISORS, LLC
January 10, 2011 - August 31, 2011
ALLSTATE FINANCIAL SERVICES, LLC
November 21, 2008 - September 16, 2010
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
October 10, 2008 - November 24, 2008
LPL FINANCIAL LLC
September 22, 1998 - October 12, 2006
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 25, 1992 - December 31, 2004
NATIONAL PLANNING CORPORATION
February 4, 1991 - August 29, 1991
SPELMAN & CO., INC.
May 3, 1990 - February 4, 1991
OLD SLIP CAPITAL MANAGEMENT, INC.
October 3, 1988 - April 30, 1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY
September 19, 1985 - October 8, 1987
SIGNATOR INVESTORS, INC.
June 28, 1985 - October 11, 1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
Primary Firm SEC Registration
AXXCESS WEALTH MANAGEMENT, LLC
CRD#: 164081 / SEC#: 801-76763
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AXXCESS WEALTH MANAGEMENT, LLC
CRD#: 164081 / SEC#: 801-76763
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22,242 |
| AUM (Assets Under Management) | $ 6,329,396,180 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
