Rocci L. Howe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rocci Lee Howe was a registered financial professional .
Rocci is a previously registered financial professional and started their career in finance in 1985. Rocci had worked at 3 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 1990 - October 22, 1991
THE CAMDEN GROUP
July 26, 1989 - June 22, 1990
REMINGTON SECURITIES, INC.
July 2, 1985 - November 30, 1988
ELLMAN & HOWE SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
THE CAMDEN GROUP
CRD#: 21386 / SEC#: , 8-38915
Contact information
Documents
Red Flags
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