Thomas S. Hexner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Steven Hexner, who also goes by Thomas Steven Hexner, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2015 - December 6, 2018
VALUE TRUST CAPITAL LLC
November 1, 2000 - January 17, 2013
SANFORD C. BERNSTEIN & CO., LLC
July 8, 1997 - January 17, 2013
ALLIANCEBERNSTEIN L.P.
July 14, 1986 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
June 18, 1985 - April 15, 1986
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/25/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VALUE TRUST CAPITAL LLC
CRD#: 174070 / SEC#: 801-80757
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
