Sal M. Zanfardino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sal Martin Zanfardino, who also goes by Sal Zanfardino, Salvatore Martin Zanfardino, was a registered financial professional .
Sal is a previously registered financial professional and started their career in finance in 1985. Sal had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2013 - June 1, 2017
THE LEADERS GROUP, INC.
January 22, 2001 - August 5, 2013
PRINCIPAL SECURITIES, INC.
December 15, 1993 - December 31, 2000
HIMCO DISTRIBUTION SERVICES COMPANY
October 15, 1993 - January 4, 2001
VOYA FINANCIAL PARTNERS, LLC
June 28, 1985 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
