Sean T. Healey
Professional summary
Sean Thomas Healey was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sean is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Sean had worked at 6 firms, which includes FISCO EQUITY INC., CENPAC SECURITIES CORP., FINANCIAL EQUITIES RESOURCES INC., BAILEY MARTIN & APPEL INC., SHERWOOD CAPITAL INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 1991 - December 10, 1992
FISCO EQUITY, INC.
February 28, 1991 - September 12, 1991
CENPAC SECURITIES CORP.
March 5, 1990 - March 6, 1991
FINANCIAL EQUITIES RESOURCES, INC.
February 28, 1987 - March 5, 1990
BAILEY, MARTIN & APPEL, INC.
February 2, 1987 - February 12, 1987
SHERWOOD CAPITAL, INC.
June 18, 1985 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISCO EQUITY, INC.
CRD#: 24067 / SEC#: , 8-40908
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
