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WM

William S. Mckeever

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CRD#: 1375781
WM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Schley Mckeever, who also goes by William S Mckeever, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1985. William had worked at 11 firms and has passed the Series 63, SIE, Series 79, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


William S Mckeever

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 16, 2010 - December 1, 2016

1ST BRIDGEHOUSE SECURITIES, LLC

BD
CRD#: 44655
MIAMI, FL
Past

May 13, 2005 - August 15, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

November 3, 2000 - May 13, 2005

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

July 20, 1998 - November 3, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

December 22, 1994 - May 26, 1998

SCHRODER & CO. INC.

BD
CRD#: 6112
NEW YORK, NY
Past

October 5, 1994 - January 17, 1995

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

September 2, 1993 - October 10, 1994

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
PHILADELPHIA, PA
Past

March 23, 1993 - July 29, 1993

BRENNER SECURITIES CORPORATION

BD
CRD#: 26973
Past

December 11, 1989 - June 20, 1991

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

July 25, 1989 - August 28, 1989

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

October 22, 1985 - September 7, 1988

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/8/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


1B
1ST BRIDGEHOUSE SECURITIES, LLC
1ST BRIDGEHOUSE SECURITIES, LLC | L.R. GRAY BROKERAGE SERVICES, LLC

CRD#: 44655 / SEC#: , 8-50763

BD
Terminated by SEC on 01/31/2017
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 11/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
1ST BRIDGEHOUSE FINANCIAL GROUP, LLCSHAREHOLDER
LANDERS, HOWARD BRIANCEO, FINOP, CCO1233612

Disclosures


Regulatory Event5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


1ST BRIDGEHOUSE SECURITIES, LLC

CRD#: 44655

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