KE
Kent M. Elwell
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS
Chicago, IL 60606
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CRD#: 1375759
KE
Professional summary
Kent Michael Elwell is a registered financial professional currently at LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC located in Chicago, Illinois.
Kent is registered as a RR (Registered Representative) and started their career in finance in 1985. Kent has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, Series 22TO, Series 99TO, Series 42, Series 72, Series 62, Series 82TO, Series 6TO, SIE, Series 5, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Capital Wealth Planning, LLC. investment-related; address : 9015 Strada Stell Ct., Suite 203, Naples FL 34109 ; nature of the other business: RIA that manages $7.6BB in AUM; title: Regional Managing Director; start date: May, 2017 to August, 2020. August 2020 to present; approximate number of hours/month you devote to the other business, all during trading hours: 40/160 ; duties: My role is twofold -- Drive sales and represent CWP on the national accounts level with our partner firms. (2) March Capital Corp. Investment-Related. Address: 200 Randolph St., Suite 5100, Chicago, IL 60601. Securities Broker-Dealer. Registered Representative. Start Date: 03/22/2023. 5 - 10 hours per month not during securities trading hours. Duties: Source deals, raise capital.
CRS (Client Relationship Summary) - BD
Click below to view Kent Michael Elwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2024 - Present
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
Office #1: 333 West Wacker Drive Suite 2300, Chicago, IL 60606BD
CRD#: 157625
Chicago, IL
Past
April 4, 2023 - December 1, 2023
MARCH CAPITAL CORP.
BD
CRD#: 24142
CHICAGO, IL
Past
October 18, 2021 - January 2, 2024
CAPITAL WEALTH PLANNING, LLC
RIA
CRD#: 150764
YARDLEY, PA
Past
February 4, 2021 - July 19, 2021
INVESTX MARKETS LLC
BD
CRD#: 148248
New York, NY
Past
October 25, 2018 - July 20, 2020
CAPITAL WEALTH PLANNING, LLC
RIA
CRD#: 150764
YARDLEY, PA
Past
March 6, 2018 - August 21, 2020
MARCH CAPITAL CORP.
BD
CRD#: 24142
CHICAGO, IL
Past
May 14, 1993 - November 1, 2016
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
May 20, 1991 - May 5, 1993
TULLETT PREBON FINANCIAL SERVICES LLC
BD
CRD#: 28196
NEW YORK, NY
Past
January 2, 1989 - April 9, 1990
INTERCAPITAL GOVERNMENT SECURITIES INC.
BD
CRD#: 19710
NEW YORK, NY
Past
June 18, 1985 - December 3, 1988
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(1/8/2024)
RR
Pennsylvania(1/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 42
Date: 1/2/2023
Registered Options Representative ExaminationGeneral Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 12/31/1985
Interest Rate Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
CRD#: 157625 / SEC#: , 8-68856
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Mailing Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Phone number
(312) 897-4000
Established
Delaware since 03/10/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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Company Information
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
CRD#: 157625Chicago, IL 60606TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
