Thomas J. Hogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Hogan, who also goes by Tom Hogan, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2014 - December 31, 2014
HOMESTEAD ADVISERS CORP.
April 4, 2001 - November 3, 2008
HOMESTEAD FINANCIAL SERVICES CORP.
June 18, 1997 - September 6, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 1, 1996 - September 6, 2000
OSAIC FA, INC.
July 1, 1987 - October 1, 1996
UNUM SALES CORPORATION
June 7, 1985 - September 11, 1986
CITISTREET EQUITIES LLC
Primary Firm SEC Registration
HOMESTEAD ADVISERS CORP.
CRD#: 109845 / SEC#: 801-37391
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOMESTEAD ADVISERS CORP.
CRD#: 109845 / SEC#: 801-37391
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 7,735,038,928 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
