Debra B. Raymond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra B. Raymond, who also goes by Debra B Raymond, Debra Broker Raymond, Debra Lynn Raymond, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1985. Debra had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2000 - April 30, 2012
MOGAVERO LEE & CO INC.
February 7, 1997 - January 30, 1998
MORGAN STANLEY & CO. LLC
March 23, 1993 - June 23, 1994
SALOMON BROTHERS INC.
February 7, 1992 - March 12, 1993
GOLDMAN SACHS & CO. LLC
April 28, 1988 - February 14, 1992
SALOMON BROTHERS INC.
August 20, 1985 - April 19, 1988
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/23/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 3/30/1999
NYSE Trading Assistant ExaminationCurrent Firm
MOGAVERO LEE & CO INC.
CRD#: 32723 / SEC#: , 8-42373
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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