Stephen R. Harwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Rogers Harwood was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1986. Stephen had worked at 2 firms and has passed the Series 63, SIE, Series 22 and Series 39 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 1998 - August 20, 2015
CYPRESS CAPITAL CORPORATION
March 4, 1986 - September 21, 1987
PARTNERSHIP EXCHANGE SECURITIES COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
CYPRESS CAPITAL CORPORATION
CRD#: 42618 / SEC#: , 8-49911
Contact information
Documents
Red Flags
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