Jon M. Fletcher
Professional summary
Jon Marvin Fletcher, who also goes by J Fletcher, Jay Fletcher, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Jacksonville, Florida.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Jon has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jon Marvin Fletcher's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jon Marvin Fletcher's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2024 - Present
MONEY CONCEPTS CAPITAL CORP
August 27, 2024 - Present
MONEY CONCEPTS CAPITAL CORP
March 24, 2022 - September 6, 2024
EAGLE STRATEGIES LLC
February 23, 2022 - August 28, 2024
NYLIFE SECURITIES LLC
December 4, 2017 - December 31, 2021
AUSDAL FINANCIAL PARTNERS, INC.
December 1, 2017 - December 31, 2021
AUSDAL FINANCIAL PARTNERS, INC.
November 20, 2012 - December 13, 2017
MONEY CONCEPTS CAPITAL CORP
November 13, 2012 - December 13, 2017
MONEY CONCEPTS CAPITAL CORP
January 29, 2008 - September 28, 2012
FLETCHER ASSET MANAGEMENT, INC.
October 28, 2004 - December 31, 2005
FORTE WEALTH MANAGEMENT, LLC
October 31, 2003 - January 29, 2008
B. RILEY WEALTH MANAGEMENT
January 2, 2002 - January 29, 2008
B. RILEY WEALTH MANAGEMENT
October 8, 1997 - February 1, 2002
GREEN SQUARE SECURITIES, LLC
April 8, 1997 - October 22, 1997
INSIGHT SECURITIES, INC.
June 18, 1985 - March 4, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2024)
(8/27/2024)
(8/27/2024)
(9/12/2024)
(9/12/2024)
(9/12/2024)
Exams
FINRA
Current Firm
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
