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William Hirsch Thames

VOYA FINANCIAL PARTNERS
WINDSOR, CT
·CRD# 1374998·41 years experience

Professional Summary

William Hirsch Thames, who also goes by Bill Thames, is a registered financial advisor currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut. William is registered as a RR (Registered Representative) and started their career in finance in 1985. William has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Thames

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
BD
One Orange Way, Windsor, CT 06095
June 3, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.·CRD# 13109
BD
Greenwood Village, CO
January 4, 2021 - May 16, 2022
MML DISTRIBUTORS, LLC·CRD# 38030
BD
Springfield, MA
September 3, 2015 - January 4, 2021
MUTUAL OF AMERICA SECURITIES LLC·CRD# 27878
BD
Blue Bell, PA
October 27, 2010 - July 8, 2015
MUTUAL OF AMERICA LIFE INSURANCE COMPANY·CRD# 15356
BD
Blue Bell, PA
October 27, 2010 - July 8, 2015
CITIZENS SECURITIES, INC.·CRD# 39550
BD
Wilmington, DE
April 16, 2010 - October 15, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Wayne, PA
June 5, 2009 - March 3, 2010
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
May 22, 1997 - January 15, 2009
MUTUAL OF AMERICA SECURITIES LLC·CRD# 27878
BD
New York, NY
November 12, 1996 - April 22, 1997
MUTUAL OF AMERICA LIFE INSURANCE COMPANY·CRD# 15356
BD
New York, NY
October 7, 1991 - April 22, 1997
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
January 3, 1989 - August 26, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
August 19, 1988 - January 2, 1989
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
August 19, 1988 - January 2, 1989
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
June 18, 1985 - August 12, 1988

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Current Firm

VF
VOYA FINANCIAL PARTNERS, LLC

AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Orange Way, C2n, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone Number

(860) 275-2110

Established

Delaware since 11/27/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

55

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

NamePositionCRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYPARENT—
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
EASTON, STEPHEN JOSEPHCHIEF COMPLIANCE OFFICER3150168
ELMSLIE, WILLIAM PETERMANAGING DIRECTOR1970014

Disclosures

Regulatory Event

7

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Delaware
(6/3/2022)
RR
New Jersey
(6/3/2022)
RR
New York
(6/3/2022)
RR
Pennsylvania
(6/3/2022)
RR
Virginia
(8/31/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2015About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1985About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jan 2002About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Hirsch Thames's CRS (Customer Relationship Summary).

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