William Hirsch Thames
Professional Summary
William Hirsch Thames, who also goes by Bill Thames, is a registered financial advisor currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut. William is registered as a RR (Registered Representative) and started their career in finance in 1985. William has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Thames
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
41 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.
Contact Information
Main Address
One Orange Way, C2n, Windsor, CT 06095Mailing Address
One Orange Way, Windsor, CT 06095Phone Number
(860) 275-2110Established
Delaware since 11/27/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
55FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/3/2022)
(6/3/2022)
(6/3/2022)
(6/3/2022)
(8/31/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1985About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2002About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Hirsch Thames's CRS (Customer Relationship Summary).
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