Helen E. Graf

GRAF FINANCIAL, L.L.C.

BATON ROUGE, LA 70808

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CRD#: 1374761

Professional summary

Helen Eileen Graf, CFP®, who also goes by Helen Eileen Berkhimer, Helen E Graf, Helen G Weigand, is a registered financial advisor currently at GRAF FINANCIAL, L.L.C. located in Baton Rouge, Louisiana.

Helen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Helen has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Helen Eileen Berkhimer | Helen E Graf | Helen G Weigand

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Helen Eileen Graf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

May 24, 2010 - Present

GRAF FINANCIAL, L.L.C.

Office #1: 2161 Quail Run Drive Suite C, Baton Rouge, LA 70808

RIA

CRD#: 153441

BATON ROUGE, LA

Past

May 26, 2006 - May 7, 2010

CRESCENT STERLING LTD.

RIA

CRD#: 106633

METAIRIE, LA

Past

September 3, 1992 - December 31, 2001

SISUNG SECURITIES CORPORATION

CRD#: 25752

METAIRIE, LA

Past

January 23, 1986 - August 20, 1992

JMC SECURITIES, INC.

CRD#: 7669

METAIRIE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/24/2010)

IAR

Mississippi
(11/14/2024)

IAR

Texas
(6/28/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/22/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Current Firm

GRAF FINANCIAL, L.L.C.

CRD#: 153441 / SEC#:

Louisiana

Registered Investment Advisory firm - (5/24/2010 Approved)

Mississippi

Registered Investment Advisory firm - (4/30/2024 Approved)

Texas

Registered Investment Advisory firm - (6/28/2010 Approved)

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Contact information

Main Address

2161 Quail Run Drive Suite C, Baton Rouge, LA 70808

Mailing Address

Phone number

(225) 223-6048

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	188
AUM (Assets Under Management)	$ 78,915,417

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Helen E. Graf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Helen Eileen Graf's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAF FINANCIAL, L.L.C.

CRESCENT STERLING LTD.

SISUNG SECURITIES CORPORATION

JMC SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/22/1991

Series 63

Date: 8/12/1987

Series 7

Date: 1/18/1986

Current Firm

GRAF FINANCIAL, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GRAF FINANCIAL, L.L.C.

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