Peter S. Mcdonnell
Professional summary
Peter Sean Mcdonnell is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Chicago, Illinois and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Peter has worked at 12 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 3, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Sean Mcdonnell's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
IP FINANCIAL ADVISORY SERVICES LLC
September 27, 2024 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210January 27, 2023 - March 5, 2024
GREAT POINT CAPITAL LLC
April 22, 2015 - May 7, 2015
KINGSBURY CAPITAL, INC.
January 17, 2013 - April 2, 2015
ROTH CAPITAL PARTNERS, LLC
January 17, 2013 - April 2, 2015
ROTH CAPITAL PARTNERS, LLC
February 20, 2007 - November 20, 2012
ADVANCED EQUITIES, INC.
February 15, 2007 - November 20, 2012
ADVANCED EQUITIES, INC.
October 9, 2006 - February 13, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 21, 2006 - February 13, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 27, 2000 - September 18, 2006
HALTER FINANCIAL SECURITIES, INC.
October 13, 1992 - June 14, 2006
MCDONNELL, INC.
August 30, 1989 - April 27, 1992
LIT AMERICA, INC.
April 23, 1987 - March 11, 1989
REFCO SECURITIES, LLC
June 18, 1985 - November 25, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2024)
(10/1/2024)
Exams
Series 7TO
Date: 1/27/2023
General Securities Representative ExaminationSeries 55
Date: 9/1/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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