Scott L. Rabinowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Lawrence Rabinowitz was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1985. Scott had worked at 13 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2017 - September 22, 2022
GOLD BREAKER LLC
May 30, 2012 - July 5, 2022
QUARTERWAVE ASSET MANAGEMENT, LLC
June 1, 2009 - June 22, 2012
MORGAN STANLEY
June 1, 2009 - June 22, 2012
MORGAN STANLEY
August 14, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 11, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 21, 2003 - August 22, 2006
A. G. EDWARDS & SONS, INC.
October 1, 1996 - August 22, 2006
A. G. EDWARDS & SONS, INC.
July 13, 1995 - September 23, 1996
PRUDENTIAL EQUITY GROUP, LLC
June 11, 1993 - April 28, 1995
PRUDENTIAL EQUITY GROUP, LLC
March 13, 1989 - May 24, 1989
LEGG MASON WOOD WALKER, INCORPORATED
November 22, 1988 - July 17, 1989
NYLIFE SECURITIES LLC
March 17, 1988 - July 18, 1988
ROBERT W. BAIRD & CO. INCORPORATED
March 17, 1988 - July 18, 1988
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 15, 1986 - November 30, 1987
UBS FINANCIAL SERVICES INC.
September 26, 1985 - December 23, 1986
E. F. HUTTON & COMPANY INC
June 18, 1985 - July 30, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLD BREAKER LLC
CRD#: 287559 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 26,529,160 |
Red Flags
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