JR
James P. Reese
NEW EDGE WEALTH
Mcmurrary, PA 15317
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CRD#: 1374534
JR
Professional summary
James Paul Reese JR, who also goes by Jim Reese, is a registered financial advisor currently at NEW EDGE WEALTH located in Mcmurrary, Pennsylvania and NEWEDGE SECURITIES, LLC located in Palm Harbor, Florida.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. James has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Reese
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CHIEF CENTER LLC~NON INVESTMENT RELATED~455 VALLEY BROOK RD,STE 100, MCMURRAY PA~RENTAL REAL ESTATE~OWNER-GENERAL PARTNER~NOVEMBER 2002~2HRS PER MONTH~0HRS PER MONTH DURING MARKET~GENERAL PARTNER DUTIES - - - - - - - - - - - - 2)CO-TRUSTEE~INVESTMENT RELATED~455 VALLEY BROOK ROAD SUITE 100 MCMURRAY PA 15317~AUGUST 2009~2HRS PER MONTH~2HRS PER MONTH DURING MARKET~REPRESENTATIVE IS ACTING AS A CO-TRUSTEE IN A FIDUCIARY CAPACITY- - - - - - - - - - - - 3)TRUSTEE~INVESTMENT RELATED~TANLEWOOD DRIVE~ANDERSON, SC 29621~JULY 2018~1HR PER MONTH~TRUSTEE, INVESTING THE TRUST FUNDS, CONSULTING. 4)NewEdge Wealth, LLC, an IAR.�Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.� Home office 2200 Atlantic Street, Stamford CT, 06902.Start Date: 07/31/2022
CRS (Client Relationship Summary) - RIA
Click below to view James Paul Reese JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2022 - Present
NEW EDGE WEALTH
Office #1: 455 Valley Brook Road Suite 100, Mcmurrary, PA 15317Office #2: 924 Palm Harbor Blvd Alt 19, Palm Harbor, FL 34683RIA
CRD#: 307771
Mcmurrary, PA
Current
July 23, 1985 - Present
NEWEDGE SECURITIES, LLC
Office #1: 924 Palm Harbor Blvd Alt 19, Palm Harbor, FL 34683Office #2: 455 Valley Brook Road Suite 100, Mcmurray, PA 15317BD
CRD#: 10674
Palm Harbor, FL
Past
November 1, 2021 - August 2, 2022
NEWEDGE ADVISORS
RIA
CRD#: 171351
McMurray, PA
Past
February 19, 1991 - November 1, 2021
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 109771
MCMURRAY, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/23/1998)
RR
California(7/2/2007)
RR
Colorado(4/12/2018)
RR
Florida(10/13/2005)
IAR
Florida(10/13/2023)
RR
Georgia(1/2/2024)
RR
Indiana(8/31/2010)
RR
Maine(7/7/2010)
RR
Maryland(12/8/2008)
RR
Massachusetts(1/4/2006)
RR
Michigan(1/2/2025)
RR
Nevada(1/2/2024)
RR
New Jersey(12/15/2021)
RR
New York(1/11/2013)
RR
North Carolina(5/14/1999)
RR
Ohio(1/3/1989)
IAR
Ohio(8/1/2022)
RR
Pennsylvania(9/5/1985)
IAR
Pennsylvania(8/1/2022)
RR
Rhode Island(1/2/2025)
RR
South Carolina(2/22/2000)
RR
Texas(8/5/2016)
IAR
Texas(1/3/2024)
RR
Vermont(3/31/2021)
RR
Virginia(12/6/2012)
RR
Washington(8/27/2014)
RR
West Virginia(1/11/1989)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
