Bruce Monell Sparks
Professional Summary
Bruce Monell Sparks was a registered financial advisor. Bruce was a previously registered financial professional and started their career in finance 1985 - 1999. Bruce had worked at 4 firms and has passed the Series 7, Series 27, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
JDQ FINANCIAL GROUP, INC. | PARK FINANCIAL GROUP, INC.
Contact Information
Established
Florida since 07/17/1992Firm Type
CorporationFiscal Year End
JuneDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GORDON CHARLES CANTLEY IRREVOCABLE TRUST DTD 12-6-07, KEVIN CARRENO AND KENNON FLEANOR, CO-TRUSTEES | SOLE OWNER | — |
| CARRENO, KEVIN ANDREW | TRUSTEE OF THE GORDON CHARLES CANTLEY IRREVOCABLE TRUST DTD 12-6-07 | 2047444 |
| KEENON RICHARD FLEENOR | TRUSTEE OF THE GORDON CHARLES CANTLEY IRREVOCABLE TRUST DTD 12-6-07 | — |
| OHAB, PAMELA CATHY | FINOP | 2700308 |
| PROCTOR, DARRYL LOUIS | CHIEF COMPLIANCE OFFICER | 1227476 |
| ROLINSON, ERIC MATTHEW | FINOP | 4898728 |
| ROLINSON, ERIC MATTHEW | PRESIDENT/CEO | 4898728 |
| ROLINSON, ERIC MATTHEW | TRADING SUPERVISOR | 4898728 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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