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Augustine Anthony Long

CRD# 1374500·Registered 1985 - 2024
Previously Registered: Being a previously registered professional could mean that Augustine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Augustine Anthony Long, who also goes by Gus Long, was a registered financial advisor. Augustine was a previously registered financial professional and started their career in finance 1985 - 2024. Augustine had worked at 10 firms and has passed the Series 63, Series 82TO, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gus Long

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

INVICTA CAPITAL LLC·CRD# 288101
BD
Oakmont, PA
November 22, 2023 - September 9, 2024
WEILD & CO.·CRD# 132398
BD
Boulder, CO
July 27, 2022 - November 30, 2022
CRITO CAPITAL LLC·CRD# 161724
BD
Stamford, CT
July 17, 2018 - November 10, 2023
KATAMA SECURITIES LLC·CRD# 124667
BD
Stamford, CT
September 23, 2005 - October 31, 2017
FORT WASHINGTON INVESTMENT ADVISORS INC·CRD# 107126
RIA
Cincinnati, OH
August 28, 2002 - February 6, 2006
W&S BROKERAGE SERVICES, INC.·CRD# 8099
BD
Cincinnati, OH
August 17, 2001 - September 19, 2005
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
June 14, 1999 - October 5, 1999
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
April 28, 1997 - June 14, 1999
SEI INVESTMENTS DISTRIBUTION CO.·CRD# 10690
BD
Oaks, PA
May 14, 1993 - May 11, 1995
PRESCOTT, BALL & TURBEN, INC.·CRD# 7656
BD
August 20, 1985 - February 18, 1988

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Current Firm

IC
INVICTA CAPITAL LLC

INVICTA CAPITAL LLC

CRD#: 288101 / SEC#: 8-69923
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

527 Cedar Way Suite 101, Oakmont, PA 15139

Mailing Address

527 Cedar Way Suite 101, Oakmont, PA 15139

Phone Number

(412) 349-8684

Established

Pennsylvania since 07/14/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (37 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INVICTA FINANCIAL GROUPMEMBER—
GIAMBRI, PHILIP MAYNARDSHAREHOLDER1182516
LEWIS, DEBORAH REBECCASHAREHOLDER1982851
TEAL, GREGORY SCOTTSHAREHOLDER4768591
PEARSON, KRISTIN MARIECHIEF COMPLIANCE OFFICER4522677
TOTH, AIMEE ANNECHIEF EXECUTIVE OFFICER5079628

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1993About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2012About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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