Augustine A. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Augustine Anthony Long, who also goes by Gus Long, was a registered financial professional .
Augustine is a previously registered financial professional and started their career in finance in 1985. Augustine had worked at 10 firms and has passed the Series 63, Series 82TO, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2023 - September 9, 2024
INVICTA CAPITAL LLC
July 27, 2022 - November 30, 2022
WEILD & CO.
July 17, 2018 - November 10, 2023
CRITO CAPITAL LLC
September 23, 2005 - October 31, 2017
KATAMA SECURITIES LLC
August 28, 2002 - February 6, 2006
FORT WASHINGTON INVESTMENT ADVISORS INC
August 17, 2001 - September 19, 2005
W&S BROKERAGE SERVICES, INC.
June 14, 1999 - October 5, 1999
DEUTSCHE BANK SECURITIES INC.
April 28, 1997 - June 14, 1999
DB ALEX. BROWN LLC
May 14, 1993 - May 11, 1995
SEI INVESTMENTS DISTRIBUTION CO.
August 20, 1985 - February 18, 1988
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
INVICTA CAPITAL LLC
CRD#: 288101 / SEC#: , 8-69923
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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