John G. Witzgall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John George Witzgall was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 18 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2012 - February 28, 2013
PROSPERITY CAPITAL ADVISORS
May 2, 2011 - November 30, 2011
TRUIST INVESTMENT SERVICES, INC.
April 27, 2011 - November 30, 2011
TRUIST INVESTMENT SERVICES, INC.
March 15, 2010 - March 1, 2011
FNB BROKERAGE SERVICES, INC.
March 1, 2010 - March 1, 2011
FNB BROKERAGE SERVICES, INC.
June 12, 2009 - January 28, 2010
VALIC FINANCIAL ADVISORS, INC.
June 8, 2009 - January 28, 2010
VALIC FINANCIAL ADVISORS, INC.
December 2, 2008 - February 20, 2009
MSI FINANCIAL SERVICES, INC.
November 21, 2008 - February 20, 2009
MSI FINANCIAL SERVICES, INC.
September 6, 2007 - May 6, 2008
NATCITY INVESTMENTS, INC.
August 30, 2007 - May 6, 2008
NATCITY INVESTMENTS, INC.
January 19, 2007 - July 24, 2007
VOYA FINANCIAL ADVISORS, INC.
June 21, 2005 - September 7, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
June 20, 2005 - September 7, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
August 29, 2001 - July 7, 2005
VALIC FINANCIAL ADVISORS, INC.
August 28, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
August 28, 2001 - July 7, 2005
VALIC FINANCIAL ADVISORS, INC.
June 24, 1999 - September 6, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 1998 - June 7, 1999
FIRST UNION BROKERAGE SERVICES, INC.
November 30, 1995 - January 21, 1998
BARNETT INVESTMENTS, INC.
February 27, 1995 - October 11, 1995
BARNETT INVESTMENTS, INC.
April 1, 1993 - July 12, 1993
TRUIST INVESTMENT SERVICES, INC.
July 11, 1991 - March 18, 1993
DETWILER FENTON WEALTH MANAGEMENT INC
April 15, 1987 - May 30, 1989
MORGAN STANLEY DW INC.
December 3, 1986 - April 29, 1987
OSAIC FS, INC.
October 18, 1985 - December 16, 1986
LINCOLN NATIONAL PENSION INSURANCE COMPANY
October 18, 1985 - December 24, 1986
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 18, 1985 - December 24, 1986
OSAIC FA, INC.
Primary Firm SEC Registration
PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
Contact information
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
