JJ
Joseph A. Jianos
CAPITOL SECURITIES MANAGEMENT
Boston, MA 02109
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CRD#: 1374020
JJ
Professional summary
Joseph Aristotle Jianos, who also goes by Joe Jianos, is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Boston, Massachusetts.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Joseph has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Jianos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Capitol Insurance Agency Investment-related: Yes Address: 601 South Harbour Island Blvd Suite 109 Tampa, FL 33602 Nature of the other business: Insurance Agency that receives trail commissions Position, title, or relationship with the other business: President Start date: 2006 Approx number of hours/month you devote to the other business: less than 1 hour Approx number of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: agency collects insurance trails
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Aristotle Jianos's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Aristotle Jianos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 1992 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 50 Congress Street Suite 700, Boston, MA 02109Office #2: 601 South Harbour Island Blvd Suite 109, Tampa, FL 33602RIA
BD
CRD#: 14169
Boston, MA
Current
February 26, 1987 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 50 Congress Street Suite 700, Boston, MA 02109Office #2: 601 South Harbour Island Blvd Suite 109, Tampa, FL 33602RIA
BD
CRD#: 14169
Boston, MA
Past
June 7, 2010 - December 18, 2012
CAPITOL SECURITIES & ASSOCIATES, INC.
BD
CRD#: 7278
BOSTON, MA
Past
January 30, 2003 - July 25, 2008
TIER ONE PARTNERS, INC.
RIA
CRD#: 4090
RICHMOND, VA
Past
November 16, 2001 - October 23, 2008
TIER ONE PARTNERS, INC.
BD
CRD#: 4090
RICHMOND, VA
Past
June 17, 1985 - November 23, 1985
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/4/2024)
RR
Arizona(4/4/2024)
RR
California(4/4/2024)
RR
Colorado(4/4/2024)
RR
Connecticut(4/4/2024)
RR
Delaware(4/4/2024)
RR
District of Columbia(4/4/2024)
RR
Florida(1/23/2023)
IAR
Florida(3/3/2023)
RR
Georgia(4/4/2024)
RR
Illinois(4/4/2024)
RR
Kentucky(4/4/2024)
RR
Maine(4/4/2024)
RR
Maryland(4/4/2024)
RR
Massachusetts(4/23/2003)
IAR
Massachusetts(1/11/2016)
RR
Michigan(4/4/2024)
RR
Missouri(4/4/2024)
RR
Nebraska(4/4/2024)
RR
Nevada(4/4/2024)
RR
New Hampshire(4/4/2024)
RR
New Jersey(4/4/2024)
RR
New York(4/4/2024)
RR
North Carolina(4/4/2024)
RR
Ohio(4/4/2024)
RR
Oregon(1/2/2025)
RR
Pennsylvania(4/4/2024)
IAR
Rhode Island(10/3/2016)
RR
Rhode Island(11/29/2016)
RR
South Carolina(4/4/2024)
RR
Tennessee(4/4/2024)
RR
Texas(7/6/2023)
IAR
Texas(7/6/2023)
RR
Utah(4/4/2024)
RR
Virginia(4/4/2024)
RR
Washington(4/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITOL SECURITIES MANAGEMENT, INC.
CRD#: 14169Boston, MA 02109TRUST BUT VERIFY
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Contact information
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