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John Fredrick Deignan

CRD# 1373900·Registered 1988 - 2014
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Fredrick Deignan was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1988 - 2014. John had worked at 14 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 3, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

MERUS CAPITAL PARTNERS, LLC·CRD# 158884
BD
New York, NY
June 17, 2014 - October 6, 2014
AGILE PT GROUP LLC·CRD# 155177
BD
New York, NY
November 10, 2011 - October 24, 2013
DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038
BD
New York, NY
September 7, 2011 - March 17, 2014
DIMENSION TRADING GROUP, LLC·CRD# 147929
BD
New York, NY
April 19, 2011 - May 31, 2011
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Hoboken, NJ
June 4, 2009 - May 20, 2010
QUAD CAPITAL, LLC·CRD# 148927
BD
New York, NY
January 7, 2009 - May 5, 2009
LIGHTHOUSE FINANCIAL GROUP, LLC·CRD# 103734
BD
New York City, NY
April 27, 2007 - December 31, 2008
SANDERS MORRIS LLC·CRD# 20580
BD
New York, NY
April 15, 2005 - April 16, 2007
ELECTRONIC TRADING GROUP, LLC·CRD# 37453
BD
New York, NY
January 8, 2002 - January 9, 2002
LIGHTSPEED PROFESSIONAL TRADING LLC·CRD# 39293
BD
New York, NY
December 1, 2000 - November 12, 2001
DANALLEN INVESTMENT GROUP INC.·CRD# 38968
BD
Astoria, NY
July 25, 1996 - November 10, 1997
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
December 13, 1993 - February 28, 1996
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
October 13, 1989 - April 2, 1990
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
February 23, 1988 - October 2, 1989

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Current Firm

MC
MERUS CAPITAL PARTNERS, LLC

MERUS CAPITAL PARTNERS, LLC

CRD#: 158884 / SEC#: 8-68937
BD
Terminated by SEC on 02/14/2016

Contact Information

Established

Delaware since 04/15/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MERUS CAPITAL GROUP LLCMEMBER—
ALTER, IRINACCO5988457
BORRELLI, ALAN PASQUALECFO2655912
JUNG, CHARLES CHANDIRECTOR OF OPERATIONS4777355

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2014About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2005

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1995About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Aug 2006About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1996About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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