William J. Flynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Flynn was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 1988 - January 25, 1990
TRI-BRADLEY INVESTMENTS
January 15, 1988 - August 10, 1988
BRENNAN ROSS SECURITIES, INC.
January 4, 1988 - January 12, 1988
POWER SECURITIES CORPORATION
September 2, 1987 - October 30, 1987
PROFESSIONAL BROKERAGE SERVICES INC.
July 9, 1987 - August 31, 1987
HAMILTON BOHNER, INC.
June 4, 1985 - June 24, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TRI-BRADLEY INVESTMENTS
CRD#: 14208 / SEC#: , 8-30394
Contact information
Documents
Red Flags
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