Gil A. Baumgarten

SEGMENT WEALTH MANAGEMENT | President

Houston, TX 77056

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CRD#: 1373434

Professional summary

Gil A Baumgarten, who also goes by Gil Alan Baumgarten, Gil Baumgarten, is a registered financial advisor currently at SEGMENT WEALTH MANAGEMENT, LLC located in Houston, Texas.

Gil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Gil has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.

Question & Answer

What are your service offerings?

Trust & estate planning

Trading individual securities

Philanthropic services

Financial planning

Loans/credit services

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Gil Alan Baumgarten | Gil Baumgarten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Baumgarten 2012 Children's Trust; investment-related; 777 Main St. Suite 3600, Fort Worth, TX 76102; private fund; General Partner of VEP Orchard II LLC mineral fund; started 12/2022; approximately 2 hours per month, 1 hour during securities trading hours; fundraising at inception of the partnership.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gil A Baumgarten's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2012 - Present

SEGMENT WEALTH MANAGEMENT, LLC

Office #1: 3040 Post Oak Blvd. Ste. 1725, Houston, TX 77056

RIA

CRD#: 164877

Houston, TX

Past

October 1, 2010 - July 15, 2013

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

SAN JOSE, CA

Past

February 25, 2000 - October 8, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HOUSTON, TX

Past

February 25, 2000 - October 8, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

HOUSTON, TX

Past

July 31, 1993 - March 6, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 11, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 23, 1985 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEGMENT WEALTH MANAGEMENT, LLC

CRD#: 164877 / SEC#: 801-77071

RIA

Registered Investment Advisory firm - (8/27/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/30/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/31/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/28/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 12/11/1989

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SEGMENT WEALTH MANAGEMENT, LLC

CRD#: 164877 / SEC#: 801-77071

RIA

Registered Investment Advisory firm - (8/27/2012 Approved)

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Contact information

Main Address

3040 Post Oak Blvd. Ste. 1725, Houston, TX 77056

Mailing Address

Phone number

(713) 800-7150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,114
AUM (Assets Under Management)	$ 1,756,993,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Gil A. Baumgarten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gil A Baumgarten's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCERT WEALTH MANAGEMENT

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

SEGMENT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/31/1996

Series 63

Date: 6/11/1985

Series 3

Date: 6/28/1985

Series 7

Date: 5/18/1985

Series 8

Date: 12/11/1989

Current Firm

SEGMENT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEGMENT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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