Robert M. Mccann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Matthew Mccann JR, who also goes by Matt Mccann, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2003 - January 3, 2023
WATERSTONE INVESTMENT COUNSEL, LLC
January 1, 1988 - April 26, 2000
FIDELITY BROKERAGE SERVICES LLC
June 6, 1985 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 6, 1985 - November 10, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/16/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WATERSTONE INVESTMENT COUNSEL, LLC
CRD#: 106639 / SEC#: 801-114090
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 462 |
| AUM (Assets Under Management) | $ 140,720,552 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
