Helen B. Chestnut
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helen Barrett Chestnut, who also goes by Helen Gertrude Barrett, Helen G Barrett, Helen Gertrude Chestnut, was a registered financial professional .
Helen is a previously registered financial professional and started their career in finance in 1985. Helen had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2022 - May 2, 2024
DIVERSIFIED, LLC
January 6, 2005 - December 21, 2022
HERO FINANCIAL ADVISORS, INC.
January 4, 1999 - August 19, 2022
LASALLE ST SECURITIES, L.L.C.
September 30, 1992 - March 18, 1999
WINSLOW, EVANS & CROCKER, INC.
September 6, 1991 - October 23, 1992
DICKINSON & CO.
May 29, 1990 - August 12, 1991
JJC SECURITIES CO., INC.
July 15, 1988 - August 3, 1988
JOHNSTON, LEMON & CO. INCORPORATED
July 11, 1988 - May 29, 1990
JSC SECURITIES, INC.
October 20, 1986 - July 15, 1988
ADVEST, INC.
June 12, 1985 - November 5, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 12, 1985 - November 17, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DIVERSIFIED, LLC
CRD#: 123859 / SEC#: 801-112580
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 4,562 |
| AUM (Assets Under Management) | $ 1,553,774,222 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
