Judith Nagiar Mccarty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Nagiar Mccarty, who also goes by Judith Plotsky Mccarty, Judith Plotsky Burstein Mccarty, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1986. Judith had worked at 10 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2005 - September 8, 2011
LEGEND ADVISORY, LLC
August 8, 2005 - February 10, 2012
LEGEND EQUITIES CORPORATION
January 20, 2005 - August 11, 2005
AMERITAS INVESTMENT COMPANY, LLC
April 22, 2002 - January 20, 2005
VERITRUST FINANCIAL, LLC
May 13, 1999 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
March 15, 1993 - May 14, 1999
CETERA WEALTH SERVICES, LLC
November 12, 1990 - January 9, 1992
TITAN/VALUE EQUITIES GROUP, INC.
June 18, 1989 - December 31, 1989
SUNAMERICA SECURITIES, INC.
April 11, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
February 11, 1986 - February 8, 1988
UR FINANCIAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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