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Judith Nagiar Mccarty

CRD# 1373235·Registered 1986 - 2011
Previously Registered: Being a previously registered professional could mean that Judith is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Judith Nagiar Mccarty, who also goes by Judith Plotsky Mccarty, Judith Plotsky Burstein Mccarty, was a registered financial advisor. Judith was a previously registered financial professional and started their career in finance 1986 - 2011. Judith had worked at 10 firms and has passed the Series 6 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Judith Plotsky Mccarty, Judith Plotsky Burstein Mccarty

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

LEGEND ADVISORY, LLC·CRD# 104761
RIA
Los Angeles, CA
August 12, 2005 - September 8, 2011
LEGEND EQUITIES CORPORATION·CRD# 30999
BD
Los Angeles, CA
August 8, 2005 - February 10, 2012
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Lincoln, NE
January 20, 2005 - August 11, 2005
VERITRUST FINANCIAL, LLC·CRD# 106594
BD
Austin, TX
April 22, 2002 - January 20, 2005
ARAGON FINANCIAL SERVICES, INC.·CRD# 16023
BD
Irvine, CA
May 13, 1999 - April 22, 2002
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
March 15, 1993 - May 14, 1999
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
November 12, 1990 - January 9, 1992
SUNAMERICA SECURITIES, INC.·CRD# 20068
BD
Phoenix, AZ
June 18, 1989 - December 31, 1989
SOUTHMARK FINANCIAL SERVICES, INC.·CRD# 6518
BD
April 11, 1988 - June 18, 1989
UR FINANCIAL, INC.·CRD# 10509
BD
February 11, 1986 - February 8, 1988

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Current Firm

LA
LEGEND ADVISORY, LLC

FREEMARK INVESTMENT MANAGEMENT | THE LINCOLN INVESTMENT COMPANIES | THE LEGEND GROUP | LEGEND ADVISORY, LLC | LEGEND ADVISORY CORPORATION | LEGEND ADVISORY CORP | LEGEND ADVISORY

CRD#: 104761 / SEC#: 801-13887

Contact Information

Main Address

4600 East Park Drive Suite 300, Palm Beach Gardens, FL 33410-4258

Documents

Latest Form ADV

Part 2 Brochures

LEGEND ADVISORY, LLC FORM ADV PART 2A BROCHURE (3/29/2019)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1986About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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