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CS

Charlotte A. Sloan

STONEBRIDGE FINANCIAL GROUP
SAN RAFAEL, CA 94903
Some features on this profile are disabled
CRD#: 1373089
CS

Professional summary

Charlotte Ann Sloan, who also goes by Charlotte A Mara, Charlotte Ann Mara, is a registered financial advisor currently at STONEBRIDGE FINANCIAL GROUP located in San Rafael, California.

Charlotte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Charlotte has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Charlotte A Mara | Charlotte Ann Mara

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlotte Ann Sloan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2026 - Present

STONEBRIDGE FINANCIAL GROUP

Office #1: 100 Smith Ranch Road, Suite 112, San Rafael, CA 94903
RIA
CRD#: 340200
SAN RAFAEL, CA
Past

August 17, 2004 - March 4, 2026

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
FOLSOM, CA
Past

September 13, 1985 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

September 13, 1985 - March 4, 2026

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
FOLSOM, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/3/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/27/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/16/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/9/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/12/1985
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/18/2000
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 12/24/1996
Investment Company Products/Variable Contracts Principal Examination

Current Firm

SF
STONEBRIDGE FINANCIAL GROUP
STONEBRIDGE FINANCIAL GROUP | STONEBRIDGE FINANCIAL GROUP, LLC

CRD#: 340200 / SEC#: 801-135258

RIA
Registered Investment Advisory firm - (1/29/2026 120-Day Approval)
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Contact information

Main Address
100 Smith Ranch Road, Suite 112, San Rafael, CA 94903
Mailing Address
Phone number
(415) 461-4961
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (1/2/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEBRIDGE FINANCIAL GROUP

CRD#: 340200San Rafael, CA 94903

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