Mary D. Negro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Delores Negro, who also goes by Mary Delores Lentini, Marci D. Negro, Mary Debra Negro, Mary Dolores Negro, Mary Negro, was a registered financial advisor .
Mary is a previously registered financial advisor and started their career in finance in 1985. Mary had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2013 - November 1, 2016
SPEEDTRADER, INC
April 25, 2007 - June 28, 2013
HARVEST CAPITAL ADVISORS, LLC
March 4, 2005 - June 28, 2013
HARVEST CAPITAL LLC
September 30, 2003 - August 9, 2004
ESSEX FINANCIAL SERVICES, INC.
July 22, 2002 - June 9, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 26, 2000 - September 7, 2000
WEBSTER INVESTMENT SERVICES, INC.
April 28, 1997 - June 23, 2000
MECHANICS INVESTMENT SERVICES, INC.
December 15, 1994 - July 17, 1997
APEX CLEARING CORPORATION
April 30, 1991 - December 13, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
June 23, 1988 - April 30, 1991
MABON, NUGENT & CO.
January 18, 1988 - June 14, 1988
INVEST FINANCIAL CORPORATION
June 18, 1985 - January 5, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/14/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SPEEDTRADER, INC
CRD#: 107403 / SEC#: , 8-53035
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 21 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
