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MC

Mark K. Crihfield

FIRST BANKERS' BANC SECURITIES,
St Louis, MO 63131
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CRD#: 1373083
MC

Professional summary


Mark Keith Crihfield is a registered financial professional currently at FIRST BANKERS' BANC SECURITIES, INC located in St Louis, Missouri.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 52, Series 24 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mark Keith Crihfield's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 26, 2019 - Present

FIRST BANKERS' BANC SECURITIES, INC

Office #1: 1714 Deer Tracks Trail Suite110, St Louis, MO 63131
BD
CRD#: 15041
St Louis, MO
Past

June 2, 2016 - April 4, 2018

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

BD
CRD#: 6950
DONIPHAN, MO
Past

May 11, 2011 - May 31, 2016

ROSS, SINCLAIRE & ASSOCIATES, LLC

BD
CRD#: 25440
DONIPHAN, MO
Past

June 20, 2007 - May 14, 2011

NORTHERN CAPITAL SECURITIES CORPORATION

BD
CRD#: 40659
NORTH ANDOVER, MA
Past

July 28, 2005 - June 14, 2007

CENTRAL FIXED INCOME SERVICES, LLC

BD
CRD#: 124701
GERMANTOWN, TN
Past

February 22, 2005 - April 28, 2005

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA
Past

March 15, 2004 - February 22, 2005

NBC CAPITAL MARKETS GROUP, INC.

BD
CRD#: 18229
MEMPHIS, TN
Past

May 10, 2000 - March 11, 2004

VINING-SPARKS IBG, LLC

BD
CRD#: 27502
MEMPHIS, TN
Past

May 10, 2000 - March 11, 2004

ICBA SECURITIES

BD
CRD#: 24088
MEMPHIS, TN
Past

May 4, 1998 - May 11, 1998

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

July 18, 1995 - May 10, 2000

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

March 29, 1994 - July 24, 1995

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

January 1, 1991 - March 28, 1994

VINING-SPARKS IBG, LLC

BD
CRD#: 27502
MEMPHIS, TN
Past

October 26, 1990 - March 28, 1994

ICBA SECURITIES

BD
CRD#: 24088
MEMPHIS, TN
Past

October 15, 1990 - January 1, 1991

VINING-SPARKS SECURITIES, INC.

BD
CRD#: 10073
Past

September 29, 1987 - July 6, 1989

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

BD
CRD#: 16493
Past

March 5, 1986 - June 5, 1987

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

BD
CRD#: 16493

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/25/2019)
RR
Arkansas
(10/12/2022)
RR
Illinois
(8/19/2019)
RR
Kansas
(7/1/2019)
RR
Maryland
(4/12/2022)
RR
Missouri
(7/31/2019)
RR
Nebraska
(7/3/2019)
RR
Oklahoma
(7/31/2019)
RR
Tennessee
(7/31/2019)
RR
Texas
(7/10/2019)
RR
Washington
(4/12/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/6/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FB
FIRST BANKERS' BANC SECURITIES, INC
FIRST BANKERS' BANC SECURITIES, INC | FIRST ST. LOUIS SECURITIES, INC.

CRD#: 15041 / SEC#: , 8-31584

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131
Mailing Address
1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131
Phone number
(314) 726-2880
Established
Missouri since 03/06/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BANKERS' BANC INVESTMENT SERVICES LLCSHAREHOLDER
HAEDIKE, CHRISTINE DCHIEF COMPLIANCE OFFICER2489703
SPELLMEYER, ARTHUR WILLIAM IVPRESIDENT/CEO4872597

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST BANKERS' BANC SECURITIES, INC

CRD#: 15041St Louis, MO 63131

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