David E. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Edward Nelson JR, who also goes by David Edward Nelsen Jr, David Edward Nelson, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1985. David had worked at 7 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2000 - August 1, 2001
BRYAN FUNDING, INC.
March 17, 1995 - December 31, 1999
FINANCIAL WEST GROUP
November 27, 1992 - December 31, 1994
ENERIC FINANCIAL SERVICES, INC.
March 20, 1989 - November 24, 1992
PACIFIC INLAND SECURITIES CORPORATION
March 24, 1988 - December 19, 1989
RUSHMORE CAPITAL, INC.
November 21, 1986 - February 1, 1988
PROFESSIONAL PLANNING & TECHNOLOGIES, INC.
June 3, 1985 - October 31, 1986
PROFESSIONAL CONCEPTS & PLANNING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRYAN FUNDING, INC.
CRD#: 11899 / SEC#: , 8-27880
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
