Marsha L. Graves
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marsha Lynn Graves, who also goes by Marsha L Graves, was a registered financial professional .
Marsha is a previously registered financial professional and started their career in finance in 2001. Marsha had worked at 3 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2019 - May 16, 2024
WEALTH ADVISORY SOLUTIONS, LLC
January 1, 2008 - November 18, 2019
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - November 18, 2019
WELLS FARGO CLEARING SERVICES, LLC
September 22, 2006 - January 1, 2008
A. G. EDWARDS & SONS, INC.
September 7, 2001 - January 3, 2008
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
WEALTH ADVISORY SOLUTIONS, LLC
CRD#: 288903 / SEC#: 801-110859
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ADVISORY SOLUTIONS, LLC
CRD#: 288903 / SEC#: 801-110859
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,723 |
| AUM (Assets Under Management) | $ 560,401,982 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
