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LH

Linda L. Harlow

CRD#: 1372727
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LH
Linda Louise Harlow

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Linda Louise Harlow, who also goes by Linda Louise Harlow-redden, Linda Louise Lyons, was a registered financial professional .

Linda is a previously registered financial professional and started their career in finance in 1999. Linda had worked at 5 firms and has passed the Series 63 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Linda Louise Harlow-Redden | Linda Louise Lyons

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 16, 2018 - June 17, 2022

HAUSER RETIREMENT SOLUTIONS, LLC

RIA
CRD#: 172578
CINCINNATI, OH
Past

June 1, 2006 - September 22, 2006

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
CINCINNATI, OH
Past

July 13, 2004 - April 7, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

July 13, 2004 - April 7, 2006

OSAIC FA, INC.

BD
CRD#: 3978
CINCINNATI, OH
Past

August 31, 1999 - December 20, 2002

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
HUDSON, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/30/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


HR
HAUSER RETIREMENT SOLUTIONS, LLC
HAUSER RETIREMENT SOLUTIONS, INC. | HAUSER RETIREMENT SOLUTIONS, LLC

CRD#: 172578 / SEC#:

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Contact information


Main Address
5905 E. Galbraith Road Suite 9000, Cincinnati, OH 45236
Mailing Address
Phone number
(513) 745-9200
Established
Firm type
Fiscal year end
# of Employees
5

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HAUSER RETIREMENT SOLUTIONS, LLC

CRD#: 172578

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