Michael B. Comrie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Bruce Comrie was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2021 - March 24, 2025
PLATINUM PLANNING, INC.
July 16, 2008 - March 11, 2009
BROOKSTONE SECURITIES, INC.
May 25, 2006 - July 21, 2006
STATE FARM VP MANAGEMENT CORP.
November 18, 2005 - May 1, 2006
STATE FARM VP MANAGEMENT CORP.
May 22, 2003 - October 5, 2005
OBERWEIS SECURITIES, INC.
January 31, 2003 - June 6, 2003
ROSENTHAL COLLINS SECURITIES, L.L.C
May 8, 2002 - October 28, 2002
KASHNER DAVIDSON SECURITIES CORPORATION
August 1, 2001 - May 8, 2002
ROSENTHAL COLLINS SECURITIES, L.L.C
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLATINUM PLANNING, INC.
CRD#: 120213 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 288 |
| AUM (Assets Under Management) | $ 26,138,172 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
