Joseph M. Barry

BARRY INVESTMENT ADVISORS

New Bedford, MA 02740

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CRD#: 13724

Professional summary

Joseph Michael Barry JR is a registered financial advisor currently at BARRY INVESTMENT ADVISORS, LLC located in New Bedford, Massachusetts.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1974. Joseph has worked at 4 firms and has passed the Series 65, Series 63, Series 1, Series 53, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OLD DARTMOUTH HISTORICAL SOCIETY/NB WHALING MUSEUM, 18 JOHNNY CAKE HILL, NEW BEDFORD, MA 02740. HOLDS TITLE AS TRUSTEE/FINANCE COMMITTEE MEMBER/INVESTMENT COMMITTEE MEMBER. MEETS 8 HOURS PER MONTH AND 4 HOURS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Barry JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2007 - Present

BARRY INVESTMENT ADVISORS, LLC

Office #1: 128 Union Street Suite 507, New Bedford, MA 02740

RIA

CRD#: 144955

New Bedford, MA

Past

September 3, 1999 - December 3, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

DARTMOUTH, MA

Past

September 26, 1978 - September 10, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 26, 1974 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARRY INVESTMENT ADVISORS, LLC

BARRY INVESTMENT ADVISORS, LLC | REDSTOCKING ADVISORS, LLC | JOSEPH BARRY CO., LLC | GRAYSTOCKING ADVISORS, LLC

CRD#: 144955 / SEC#: 801-68447

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/22/2019)

IAR

Massachusetts
(12/4/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/17/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 8/21/1974

Registered Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/6/1981

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/27/1981

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/9/1978

Registered Options Principal Examination

Current Firm

BARRY INVESTMENT ADVISORS, LLC

BARRY INVESTMENT ADVISORS, LLC | REDSTOCKING ADVISORS, LLC | JOSEPH BARRY CO., LLC | GRAYSTOCKING ADVISORS, LLC

CRD#: 144955 / SEC#: 801-68447

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

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Contact information

Main Address

128 Union Street Suite 507, New Bedford, MA 02740

Mailing Address

Phone number

(888) 992-8601

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARRY INVESTMENT ADVISORS, LLC WRAP FEE BROCHURE (3/18/2025)

BARRY INVESTMENT ADVISORS, LLC DISCLOSURE BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,496
AUM (Assets Under Management)	$ 712,576,826

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph M. Barry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Barry JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

BARRY INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/1995

Series 63

Date: 2/17/1988

Series 1

Date: 8/21/1974

Series 53

Date: 3/6/1981

Series 24

Date: 2/27/1981

Series 4

Date: 7/9/1978

Current Firm

BARRY INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARRY INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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