Ronald M. Tabus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Michael Tabus SR, who also goes by Ron Tabus Sr, Ronald Michael Tabus, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1985. Ronald had worked at 15 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2019 - October 23, 2019
STRATOS WEALTH ADVISORS LLC
November 30, 2016 - June 5, 2017
EDELMAN FINANCIAL ENGINES
July 1, 2016 - November 30, 2016
FINANCIAL ENGINES ADVISOR CENTER, LLC
January 7, 2013 - July 18, 2016
THE MUTUAL FUND STORE
July 12, 2004 - January 17, 2013
ALLSTATE FINANCIAL SERVICES, LLC
October 7, 2003 - August 16, 2004
BRECEK & YOUNG ADVISORS, INC.
November 20, 2001 - August 16, 2004
BRECEK & YOUNG ADVISORS, INC.
February 23, 2000 - March 22, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 2, 1998 - November 26, 2001
CADARET, GRANT & CO., INC.
September 9, 1996 - January 2, 1998
PINEBRIDGE SECURITIES LLC
February 2, 1994 - August 29, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 2, 1994 - August 29, 1996
SIGNATOR INVESTORS, INC.
September 1, 1993 - February 14, 1994
CUNA BROKERAGE SERVICES, INC.
February 5, 1993 - September 14, 1993
TOWER INVESTMENT GROUP, INC.
January 28, 1988 - November 13, 1990
IFMG SECURITIES, INC.
September 24, 1985 - March 8, 1988
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
STRATOS WEALTH ADVISORS LLC
CRD#: 283816 / SEC#: 801-108211
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATOS WEALTH ADVISORS LLC
CRD#: 283816 / SEC#: 801-108211
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,432 |
| AUM (Assets Under Management) | $ 4,905,828,030 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
