Phillip G. Vogel

VOGEL WEALTH MANAGEMENT

Omaha, NE 68137

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CRD#: 1372368

Professional summary

Phillip Gerard Vogel, who also goes by Phil Vogel, Phillip G Vogel, is a registered financial advisor currently at VOGEL WEALTH MANAGEMENT, LLC located in Omaha, Nebraska.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Phillip has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phil Vogel | Phillip G Vogel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-VOGEL FINANCIAL SERVICES LLC, INVESTMENT RELATED, 11330 "Q" STREET, #213, OMAHA, NE. INSURANCE AGENCY - MEMBER OF THE LLC AND HAVE A 1% OWNERSHIP INTEREST.START 1-1998, 15 HOURS PER MONTH OF WHICH 10 HOURS PER MONTH ARE DURING MARKET HOURS. SALES OF FIXED INSURANCE & EQUITY INDEXED ANNUITIES, LIFE, HEALTH, LTC, AND DISABILITY INSURANCE. 2-VOGEL GROUP LLC, INVESTMENT RELATED, 11330 "Q" STREET, SUITE 213, OMAHA, NE. FIXED INSURANCE SALES AND MGA WORK - 50% OWNER. START 1-3-07, 15 HOURS PER MONTH OF WHICH 10 HOURS PER MONTH ARE DURING MARKET HOURS. INSURANCE SALES-RECEIVE OVERRIDES, RECRUIT AGENTS. 3- ON THE BOARD OF DIRECTORS AT 12 STEP HOUSE, INC, NOT INVESTMENT RELATED, 7801 WAKELEY PLAZA, OMAHA, NE. STARTED 4/15/19, SERVING 6-8 HRS PER MONTH AS A VOLUNTEER. BUSINESS IS FOR FELLOWSHIP OF PEOPLE WHO SHARE ADDICITION EXPERIENCES.

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2023 - Present

VOGEL WEALTH MANAGEMENT, LLC

Office #1: 11330 Q Street Suite 213, Omaha, NE 68137

RIA

CRD#: 326498

Omaha, NE

Past

January 25, 2007 - August 4, 2023

KCD FINANCIAL, INC.

RIA

CRD#: 127473

OMAHA, NE

Past

January 4, 2007 - August 4, 2023

KCD FINANCIAL, INC.

CRD#: 127473

OMAHA, NE

Past

December 1, 2006 - January 5, 2007

QUESTAR CAPITAL CORPORATION

CRD#: 43100

OMAHA, NE

Past

May 23, 2006 - January 9, 2007

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

OMAHA, NE

Past

January 13, 2006 - May 22, 2006

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

OMAHA, NE

Past

February 3, 2004 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

OMAHA, NE

Past

January 7, 2004 - March 1, 2004

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

January 2, 2001 - January 22, 2004

FREEDOM FINANCIAL, INC.

CRD#: 45850

OMAHA, NE

Past

January 30, 1998 - December 20, 2000

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

March 7, 1996 - February 2, 1998

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

June 14, 1985 - March 12, 1996

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(8/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/20/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/27/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/6/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/3/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/3/1993

Investment Company Products/Variable Contracts Principal Examination

Current Firm

VOGEL WEALTH MANAGEMENT, LLC

CRD#: 326498 / SEC#:

Nebraska

Registered Investment Advisory firm - (4/25/2023 Approved)

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Contact information

Main Address

11330 Q Street Suite 213, Omaha, NE 68137

Mailing Address

Phone number

(402) 597-2304

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 4,210,167

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Phillip G. Vogel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Gerard Vogel's CRS (Customer Relationship Summary).

Certified licenses

Experience

KCD FINANCIAL, INC.

KCD FINANCIAL, INC.

QUESTAR CAPITAL CORPORATION

QUESTAR ASSET MANAGEMENT, INC.

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

PRUCO SECURITIES, LLC.

FREEDOM FINANCIAL, INC.

VESTAX SECURITIES CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/20/2004

Series 63

Date: 3/27/1986

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2002

Series 6

Date: 6/6/1985

Series 24

Date: 5/3/2007

Series 26

Date: 2/3/1993

Current Firm

VOGEL WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VOGEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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