John H. Donegan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Henry Donegan was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 18 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7, Series 6, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2020 - April 25, 2023
PACER ADVISORS, INC.
October 8, 2019 - April 25, 2023
PACER FINANCIAL, INC.
April 12, 2016 - September 9, 2019
FORESIDE FUND SERVICES, LLC
April 3, 2014 - October 3, 2014
WNJ CAPITAL, INC.
February 8, 2013 - February 28, 2014
RIVER CROSS SECURITES, LLLP
January 8, 2013 - March 30, 2016
FENIX SECURITIES, LLC
January 3, 2012 - November 5, 2012
SARATOGA CAPITAL MARKETS
August 4, 2011 - January 9, 2012
LINCOLN INVESTMENT
August 4, 2011 - January 9, 2012
LINCOLN INVESTMENT
October 1, 2010 - May 20, 2011
MARKS BAUGHAN SECURITIES LLC
April 18, 2008 - August 30, 2010
NOVA CAPITAL MARKETS, LLC
March 2, 2007 - April 14, 2008
WILMINGTON BROKERAGE SERVICES COMPANY
March 2, 2007 - April 14, 2008
WILMINGTON BROKERAGE SERVICES COMPANY
March 30, 2006 - February 27, 2007
JANNEY MONTGOMERY SCOTT LLC
May 17, 2004 - February 27, 2007
JANNEY MONTGOMERY SCOTT LLC
July 12, 2002 - October 31, 2003
MORGAN STANLEY DW INC.
May 1, 2002 - June 6, 2002
BNP PARIBAS BROKERAGE SERVICES, INC.
May 9, 1997 - March 8, 2002
MORGAN STANLEY DW INC.
October 24, 1990 - July 26, 1991
NF CLEARING, INC.
September 12, 1989 - July 1, 1991
ASTRA FUND DISTRIBUTORS CORP.
April 1, 1986 - May 5, 1986
CHARLES BORDEN AND COMPANY
July 17, 1985 - March 5, 1986
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PACER ADVISORS, INC.
CRD#: 137381 / SEC#: 801-79654
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PACER ADVISORS, INC.
CRD#: 137381 / SEC#: 801-79654
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 54 |
| AUM (Assets Under Management) | $ 46,063,913,101 |
Red Flags
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